Jack I. Lubitz
Financial & Operations Principal
jack
mnacapital [dot] net
mnacapital [dot] net Mr. Lubitz has over 30 years of experience interacting with regulatory agencies, handling compliance related matters, record retention, net capital assessment, customer protection, MSRB rules Federal Reserve regulations, and other relevant regulations and interpretations. In addition to being the in house FINOP, he works with the Firms outside independent auditors.
Prior to joining M&A, Mr. Lubitz served as Assistant Vice President with Dean Witter Reynolds, Inc., were he participated in the creation and growth of their Active Assets Division. In addition to growing that division to over 160,000 new accounts, he was responsible for providing necessary support to various departments within the Active Assets Division. After leaving Dean Witter Reynolds, Inc., Mr. Lubitz formed JIL Financial Services were he offered consulting and FINOP services to member firms in the securities industry. Duties included keeping the financial books and records, interacting with regulatory agencies, handling compliance related matters, authoring and filing necessary regulatory reports and working with outside independent auditors.
Mr. Lubitz earned his B.B.A. from Baruch College in New York. He holds the Series 7, 63, 24 & 27 licenses.